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My 401(k) Partners

Printed from: www.my401kpartners.com
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Chris Kelly, Craig Truman and James Hexem are Registered Representatives of and offers securities products & services through Royal Alliance Associates, Inc. Member FINRA/SIPC, a registered broker-dealer. My 401k Partners is a marketing name.  In this regard, this communication is strictly intended for individuals residing in the states of (AZ, CA, CO, FL, GA, ID, IL, MA, NC, NJ, NV, NY, OH, TN, UT, WA, WV and WI). No offers may be made or accepted from any resident outside the specific state(s) referenced.  

Chris Kelly, Craig Truman and James Hexem are also separately registered as an investment adviser representative under Royal Alliance Associate, Inc., a registered investment advisor, offering advisory services in the state(s) of (insert the state(s)). As such, these services are strictly intended for individuals residing in (AZ, CA, CO, FL, GA, ID, IL, MA, NC, NJ, NV, NY, OH, TN, UT, WA, WV and WI).  Advisory services offered through Royal Alliance Associates, Inc., a Registered Investment Advisor.

IMPORTANT CONSUMER INFORMATION:

A broker-dealer, investment adviser, BD agent, or IA rep may only transact business in a state if first registered, or is excluded or exempt from state broker-dealer, investment adviser, BD agent or IA rep registration requirements, as appropriate. Follow-up, individualized responses to persons in a state by such a firm or individual that involve either effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made without first complying with appropriate registration requirement, or an applicable exemption or exclusion.

For information concerning the licensing status or disciplinary history of broker-dealer, investment adviser, BD agent, or IA rep, a consumer should contact his or her state securities law administrator.


 

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